Prepare for industry changes!
Compliance Consulting for
SEC/State Registered Investment Advisors and Fintech Entrepreneurs
RIA Consults -Roberson Consults Group is a consulting firm providing compliance, operations, and business development services for registered investment advisors and next-gen fintech entrepreneurs.
RIA Review is a user-friendly online compliance and documentation-based platform to help boutique investment advisors to structure, maintain, and develop their internal compliance review programs. Current Version 1.4 (UI).
RIA Products is a Fintech directory, prototype builder and compliance resource portal. Current: beta version (UI).
- A Fund Manager
- Financial Planner
- Registered Investment Advisor
- Private Fund Advisor
- FinTech Entrepreneur
Compliance, Operations, and Business Development consulting for RIA, Broker-Dealer, Fintech entrepreneurs.
With the rate at which the wealth management space is changing, it is often difficult for advisors to interpret regulatory changes. We strive to offer our clients, many of whom are working with small teams, a cost-effective solution.
Our clients, large or small, are the core of our business. We are flexible, and if necessary, will take a "hands-on" approach to service our clients. If necessary, will contact regulators to find an answer for you. Let us handle your regulatory matters.
Since 2011, RIA Consults – Roberson Consults Group has served more than 150 SEC & State Registrants in the US and United Kingdom.
Focus on the needs of the client
Provide value-add through a tailored approach
Interpret best practices for the firm based on its current operations
100+ RIA Review
$3.69+ billion in total AUM
represented by our Advisor clients
RIA Compliance | Operations | Business Development