Our Services


Compliance Consulting

RIA Consults -Roberson Consults Group is a consulting firm providing compliance, operations, and business development services for registered investment advisors and next-gen fintech entrepreneurs.

Visit: http://www.riaconsults.com

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Compliance Software

Compliance Software

RIA Review is a user-friendly online compliance and documentation-based platform. Current Version 1.7 (UI).

Visit: http://RIAreview.com

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Resource Portal

RIAMar ketplace

RegTech Review is a compliance resource portal. Prototype.

Visit: http://RIAproducts.com

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Template Store

Template Store

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Are You?

  • A Fund Manager
  • Financial Planner
  • Registered Investment Advisor
  • Private Fund Advisor
  • Robo-Advisor
  • FinTech Entrepreneur

Compliance, Operations, and Business Development consulting for RIA, Broker-Dealer, Fintech entrepreneurs.

With the rate at which the wealth management space is changing, it is often difficult for advisors to interpret regulatory changes. We strive to offer our clients, many of whom are working with small teams, a cost-effective solution.

Our clients, large or small, are the core of our business. We are flexible, and if necessary, will take a "hands-on" approach to service our clients. If necessary, will contact regulators to find an answer for you. Let us handle your regulatory matters.

Since 2011, RIA Consults – Roberson Consults Group has served more than 150 SEC & State Registrants in the US and United Kingdom.

Our aim is to

Focus on the needs of the client

Provide value-add through a tailored approach

Interpret best practices for the firm based on its current operations

160+ advisor
firm clients

20+ States

2 countries

120+ RIA Review

$3.69+ billion in total AUM
represented by our Advisor clients

RIA Compliance | Operations | Business Development