RIA Consults offers compliance consulting for RIA’s (investment advisors, private funds, hedge funds, and family offices).
With the rate at which the regulatory world is changing, it is often difficult for advisors to keep track of the changes. We strive to offer our clients, many of whom are working with small teams, a cost-effective solution. We want our firms' principals to focus on servicing their investment clients and building out their practice. Let us handle your regulatory matters.
Focus on the goals of our clients
Provide an added value through a customized approach
Contribute to the best interests of the firm and its operations
Our clients, large or small, are the core of our business. We are flexible, and if necessary, will take a "hands-on" approach to service our clients. Our firm is no island. If necessary, will contact the regulators to find an answer for you. We assist both large and small firms. Since 2011, we've served over 100 registered investments advisors, both state and SEC-registered.