Our Services

Compliance Consulting

Compliance Consulting

RIA Consults -Roberson Consults Group is a consulting firm providing compliance, operations, and business development services for registered investment advisors and next-gen fintech entrepreneurs.


Visit: http://www.riaconsults.com

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Compliance Software

Compliance Software

RIA Review is a user-friendly online compliance and documentation-based platform to help boutique investment advisors to structure, maintain, and develop their internal compliance review programs. Current Version 1.4 (UI).

Visit: http://RIAreview.com

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RIA Products

RIAMar ketplace

RIA Products is a Fintech directory, prototype builder and compliance resource portal. Current: beta version (UI).




Visit: http://RIAproducts.com

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Are You?

  • A Fund Manager
  • Financial Planner
  • Registered Investment Advisor
  • Private Fund Advisor
  • Robo-Advisor
  • FinTech Entrepreneur

Compliance, Operations, and Business Development consulting for RIA, Broker-Dealer, Fintech entrepreneurs.

With the rate at which the wealth management space is changing, it is often difficult for advisors to interpret regulatory changes. We strive to offer our clients, many of whom are working with small teams, a cost-effective solution.

Our clients, large or small, are the core of our business. We are flexible, and if necessary, will take a "hands-on" approach to service our clients. If necessary, will contact regulators to find an answer for you. Let us handle your regulatory matters.

Since 2011, RIA Consults – Roberson Consults Group has served more than 150 SEC & State Registrants in the US and United Kingdom.

Our aim is to

Focus on the needs of the client

Provide value-add through a tailored approach

Interpret best practices for the firm based on its current operations


150+ advisor
firm clients

20+ States
represented

2 countries
domiciled

100+ RIA Review
Users

$3.69+ billion in total AUM
represented by our Advisor clients

RIA Compliance | Operations | Business Development