Our Services

Compliance Consulting

Compliance Consulting

RIA Consults offers compliance consulting for RIA’s (investment advisors, private funds, hedge funds, and family offices).

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Compliance Software

Compliance Software

RIA Review Review is a user-friendly online compliance and documentation-based platform to help boutique investment advisors to structure, maintain, and develop their internal compliance review programs. Current Version 1.3.
Visit: http://RIAreview.com

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RIA Products

RIAMar ketplace

RIA Products is a tech vendor and resource portal. Current: beta version.
Visit: http://RIAproducts.com

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Are You?

  • A Fund Manager
  • Financial Planner
  • Registered Investment Advisor
  • Sub-Advisor
  • An Advisor To A Partnership

RIA Compliance, Operations and Business Development Consulting

With the rate at which the regulatory world is changing, it is often difficult for advisors to keep track of the changes. We strive to offer our clients, many of whom are working with small teams, a cost-effective solution. We want our firms' principals to focus on servicing their investment clients and building out their practice. Let us handle your regulatory matters.

Our aim is to

Focus on the goals of our clients

Provide an added value through a customized approach

Contribute to the best interests of the firm and its operations

Our clients, large or small, are the core of our business. We are flexible, and if necessary, will take a "hands-on" approach to service our clients. Our firm is no island. If necessary, will contact the regulators to find an answer for you. We assist both large and small firms. Since 2011, we've served over 100 registered investments advisors, both state and SEC-registered.

150+ advisor
firm clients

20+ States

2 countries

80+ RIA Review

$3.69+ billion in total AUM
represented by our Advisor clients

RIA Compliance | Operations | Business Development