Our network includes: RIA Review and RIA Products
Why Choose Us?
RIA Consults -Roberson Consults Group is a consulting firm providing compliance, operations, and business development services for registered investment advisors and next-gen fintech entrepreneurs (www.riaconsults.com or www.robersonconsults.com).
Since 2011, RIA Consults – Roberson Consults Group has served more than 150 SEC & State Registrants across the country and Europe.
Offering Compliance, Operations, and Business Development consulting for RIA, Broker-Dealer, Fintech entrepreneurs.
Mr. Roberson received a bachelor’s from the University of California, Davis in Political Science. Since then, he’s acquired more than 15 years of experience in the investment management industry.
Currently, Mr. Roberson is principal of RIA Consults - Roberson Consults Group, a consulting firm providing compliance, operations, and business development services for registered investment advisors and he is also principal of RIA Review, which is a compliance and document management online portal. Since 2011, RIA Consults served more than 160 RIAs, and in addition, RIA Review amassed more than 120+ users across the United States.
His past speaking engagements included discussions on: “RegTech & The Current State of the Compliance Ecosystem” during FinTech Diaspora Forum sponsored by Prohaus VC, The Fintech School and InnovatetheNext, and “RegTech: Re-Engineering Compliance for Wealth Managers and Financial Advisors,” during ICO4Impact Virtual Summit, sponsored by Beyond Capital Markets. His past publications include: “Raising the Bar for Compliance: 10 Tips to Practice Management”, an article featured in a Financial Planning Association – Silicon Valley (FPA) 2014 newsletter, and “From Student to Entrepreneur: Making the Transition to Business” a book featured on Amazon.
In his spare time, Cory holds business support group sessions and, in the past, volunteered for programs around the world, including S. Korea, China, S. Africa, Thailand, Peru and India.
“I can't say enough good things about Cory. He's done a great job fixing and maintaining our compliance issues. I highly recommend Cory!”Scott Alan Schwartz, MBA, CFP, CIMA, AIF, Principal at IAM, Inc.